Sample Engagements

Recently Spoken With 

The majority of today’s engagements consist of corporate training presentations or corporate leadership summits that are subject to non-disclosure agreements (NDA), and are not included in the annual conference and event lists. Below are some illustrative descriptions of types of past corporate clients

• Leadership and compliance training for a top sovereign wealth fund in the United Arab Emirates.

• Conduct risk training as part of a Swiss investment bank’s Global Partnership Summit, a series of talks across major offices (London, New York, Hong Kong).
• Presentations as part of a Spanish investment bank’s Conduct Week, a series of talks across business groups.
• Conduct training for a French investment bank’s NYC office annual new hire class.
• Keynote at the compliance department offsite for one of the “Big Four” banks of the United States.
• Over 140 hedge fund, private equity and asset management company presentations completed to date via compliance training sessions or company offsites.
• Compliance training with C-Suite involvement for 600+ front and middle office employees at one of the world’s largest global macro hedge funds.
• Ethics training for the global associate class of a 200-year-old white-shoe U.S. law firm.
• Keynote at the legal and compliance offsite for one of the world’s largest private equity firms.
• Keynote at the compliance department onsite for one of the U.S.’s largest life insurance companies.
• Development session for the supervision and regulatory staff of a Federal Reserve regional bank.
• Keynote at the legal department onsite for one of the world’s largest asset management firms.
• Presentations to Asian and European regulators with a focus on risk culture.
• Guest lecturer at top business and law schools.