Corporate Clients

Corporate Clients 

  • 250+ hedge fund, private equity, asset management company presentations completed to date (and growing) via compliance training sessions or company offsites.

  • Development session for the supervision and regulatory staff of a Federal Reserve regional bank.
  • Presentations to Asian and European regulators with a focus on risk culture.
  • Guest lecturer at numerous top-ranked universities, business and law schools.
  • Compliance training with C-Suite involvement for 600+ front and middle office employees at one of the world’s largest global macro hedge funds.
  • Keynote at the legal department onsite for one of the world’s largest asset management firms.
  • Keynote at the legal and compliance offsite for one of the world’s largest private equity firms.
  • Keynote at the compliance department offsite for one of the “Big Four” banks of the United States.
  • Conduct risk training as part of a Swiss investment bank’s Global Partnership Summit, a series of talks across major offices (London, New York, Hong Kong).
  • Presentations as part of a Spanish investment bank’s Conduct Week, a series of talks across business groups.
  • Conduct training for a French investment bank’s NYC office annual new hire class.
  • Leadership and compliance training for a top sovereign wealth fund in the United Arab Emirates.

  • Keynote at the compliance department onsite for one of the U.S.’s largest life insurance companies.
  • Ethics training for the global associate class of a 200-year-old white-shoe U.S. law firm.

United States

100 Women in FinanceNYC
100 Women in FinanceSan Francisco, CA
1LoD SummitNYC
1LoD Financial Crime SummitNYC
ACA Group (formerly Adviser Compliance Associates) - Fall Compliance ConferencePhiladelphia, PA
Academy for Institutional InvestorsAsheville, NC
Alternative Investment Management Association (AIMA)NYC
Associate Chartered Accountant (ACA) - Fall Compliance ConferenceSan Diego, CA
Association of Certified Fraud Examiners (ACFE) - Maryland Fraud ConferenceBaltimore, MD
Association of Certified Fraud Examiners (ACFE) - National ConferenceNashville, TN
Baruch College - Zicklin School of BusinessNYC
Bay Area CCO CommitteeSan Francisco, CA
CalCPA Ethics ConferenceSacramento, CA
CCO ForumBoston, MA
Chartered Financial Analyst (CFA) Society - ConferenceStamford, CT
Chartered Financial Analyst (CFA) Society - ConferenceIndianapolis, IN
Chartered Financial Analyst (CFA) Society - ConferenceLouisville, KY
Christian Brothers AcademyMiddletown, New Jersey
Citco Client EventNYC
College of the Holy CrossWorcester, MA
Investment Bank (Global) - Client EventNYC
Columbia UniversityNYC
Columbia University - Business SchoolNYC
Columbia University - Law SchoolNYC
ComplySci/CCG EventNYC
Deutsche Bank Hedge Fund Executive SummitGreensboro, GA
Deloitte UniversityDallas, TX
DFS FundSuiteArc User ConferenceBoston, MA
Drexel University - LeBow College of Business -- Fraud Case CompetitionPhiladelphia, PA
Duff & Phelps' Combating Financial Fraud EventNYC
Dynamo Software UniversityBoston, MA
Emory University - Goizueta Business SchoolAtlanta, GA
EY Alternative Funds SymposiumCharlotte, NC
EY Alternative Funds SymposiumDallas, TX
EY Alternative Funds SymposiumLos Angeles, CA
EY Alternative Funds SymposiumMinneapolis, MN
EY Alternative Funds SymposiumSan Francisco, CA
EY Hedge Fund SymposiumBoston, MA
EY Hedge Fund SymposiumChicago, IL
EVC Client EventNYC
Fairfield UniversityFairfield, CT
Federal Bureau of Investigation (FBI) - federal government of the United StatesNYC
Financial Planning Association (FPA) - East Bay ChapterSan Francisco, CA
FinovateNYC
FISDNYC
Fordham UniversityBronx, NY
Fordham University - Gabelli School of BusinessNYC
Fordham University - Law SchoolNYC
Fraud RetreatDenver, CO
Fundamental EdgeNYC
Gerson Lehrman Group (GLG)NYC
Global Alternative Investment Management (GAIM) - Ops West ConferencePalm Springs, CA
Goldman Sachs - Prime Services EventLos Angeles, CA
Goldman Sachs - Prime Services EventBoston, MA
Goldman Sachs - Prime Services EventChicago, IL
Harness All Possibilities EventNYC
Harvard University - Business SchoolCambridge, MA
Harvard University - Law SchoolCambridge, MA
Hedge Fund GC and CCO SummitNYC
HFM Billion Dollar Club SummitMontauk, NY
HFSB Institutional Investor RoundtableWashington, DC
IBA Funds ConferenceNYC
ICI Mutual Funds and IM ConferenceSan Antonio, TX
InfraGard Financial Services SummitNYC
Institute for Private Investors (IPI) ConferenceNYC
Institute of Internal Auditors (IIA)Atlanta, GA
Institute of Internal Auditors (IIA)Boston, MA
Institute of Internal Auditors (IIA)Charlotte, NC
Institute of Internal Auditors (IIA)Dallas, TX
Institute of Internal Auditors (IIA)Monroe, NJ
Institute of Internal Auditors (IIA)Philadelphia, PA
Institute of Internal Auditors (IIA)Pittsburgh, PA
Institute of Internal Auditors (IIA)St Louis, MO
Investment Bank (Global) - Legal & Regulatory SeminarNYC
Investment Bank (Global) - Prime Services EventNYC
Investment Bank (Global) - Prime Services EventSan Francisco, CA
InvestOps USAOrlando, FL
Jefferies ODD EventNYC
KKWC Client EventNYC
Latham & Watkins Private Equity GC & CCO RetreatMiami, FL
Legatus (Catholic Business Leaders)NYC
Massachusetts Institute of Technology (MIT)Cambridge, MA
Mazars USA Financial Services SymposiumNYC
Mercy University (previously Mercy College)Dobbs Ferry, NY
Morgan Lewis EventBoston, MA
National Society of Compliance Professionals (NSCP) ConferenceNYC
Needham EventBoston, MA
New York Chapter of the Association of Certified Fraud Examiners (NYCFE) - Chapter ConferenceNYC
New York Chapter of the Association of Certified Fraud Examiners (NYCFE) - Fall ConferenceNYC
New York University (NYU) - School of LawNYC
New York University (NYU) - Stern School of BusinessNYC
NICE Actimize Compass Executive EventNYC
NICE Actimize ENGAGE Client ForumNYC
Northwestern University - Kellogg School of ManagementEvanston, IL
OpRisk North AmericaNYC
Private Investment Fund DD SummitNYC
Protiviti's FCPA and Anti-Kleptocracy ConferenceNYC
Pryor Cashman Client EventNYC
RiskHedge USANYC
RiskMinds AmericasNYC
Rockland County Bar AssociationRockland, NY
Roxbury Latin SchoolRoxbury, MA
Securities Experts Roundtable (SER)Washington, DC
Shadmoor EventStamford, CT
Shore Fraud ConferenceSalisbury, MD
Silver Regulatory AssociatesNYC
Society of Finance and Investment ProfessionalsAtlanta, GA
Southeastern Hedge Fund AssociationAtlanta, GA
SPEAK EventLong Island, NY
Stanford University - Law SchoolPalo Alto, CA
The Summit for Asset Management (TSAM)Boston, MA
SuperReturn ConferenceChicago, IL
UBS - Premier Hedge Fund Client ConferenceScottsdale, AZ
University of California, Berkeley - Haas School of BusinessBerkeley, CA
University of Chicago - Law SchoolChicago, IL
University of Missouri - Trulaske College of BusinessColumbia, MO
University of Texas (Austin) - McCombs School of BusinessAustin, TX
United States Attorney's OfficeNewark, NJ
Villanova University - Law SchoolPhiladelphia, PA
Virginia Tech - Pamplin College of BusinessBlacksburg, Virginia
Waters USA ConferenceNYC
The Wharton School at The University of PennsylvaniaPhiladelphia, PA
White Collar Crime InstituteNYC
Yale University - Law SchoolNew Haven, CT

International

100 Women in FinanceDubai
100 Women in FinanceHong Kong
100 Women in FinanceLondon
1LoD SummitHong Kong
1LoD SummitLondon
ACA Group (formerly Adviser Compliance Associates) - Compliance EventLondon
Alternative Investment Management Association (AIMA)Hong Kong
Alternative Investment Management Association (AIMA)Singapore
AnkuraLondon
Black Swan Group - EMEA EventLondon
Black Swan Group - Governance Risk & Compliance (GRC) EventAustralia
Black Swan Group - Governance Risk & Compliance (GRC) EventDubai
Black Swan Group - Governance Risk & Compliance (GRC) EventHong Kong
Black Swan Group - Governance Risk & Compliance (GRC) EventSingapore
Black Swan Group Oceania EventAustralia
Bovill Client EventLondon
Chartered Accountants (CA) - ConferenceIreland
Chartered Alternative Investment Analyst Association (CAIA)Hong Kong
Chartered Alternative Investment Analyst Association (CAIA)Singapore
Chartered Financial Analyst (CFA) Society - ConferenceDubai
Chartered Professional Accountants (CPA) - Ontario Ethics SummitToronto
Chartered Professional Accountants (CPA) - Ontario Infinite SummitToronto
Clifford Chance - ConferenceLondon
ComplianceAsiaHong Kong
Conduct Risk ConferenceSouth Africa
D3 ConferenceBahamas
Deacons Client EventHong Kong
Deloitte Financial Crime EventHong Kong
Deloitte Financial Crime EventSingapore
Explora Journeys (Luxury Cruise) - Featured SpeakerCaribbean Sea
FIMA ConferenceLondon
Global Alternative Investment Management (GAIM) - Ops CaymanCayman Islands
Global Alternative Investment Management (GAIM) - Ops DublinIreland
Global Legal Association - Litigation ConferenceDubai
HFM ConferenceHong Kong
IB Asian Hedge Fund Leaders ConferenceHong Kong
IB Prime Brokerage Hedge Fund ConferenceHong Kong
Integrated Financial Group (IFG)Toronto
Intellectual Property Institute of Canada (IPIC) - Interview and PresentationCanada
International Compliance Association (ICA) - BIG Compliance FestivalLondon
International Compliance Association (ICA) - Live Conference: AfricaSouth Africa
International Institute of Communications (IIC) of Canada ConferenceToronto
International Seminar on Insider Trading & Market ManipulationQuébec City
Investment Management Association of Singapore (IMAS)Singapore
Judd AdvisoryLondon
KMR Client EventLondon
Morgan McKinley EventLondon
NorthWind Institute's Capital Markets ForumToronto
Optima Partners EventLondon
QuanConLondon
Reed Smith EventLondon
Risk & Regulation ForumLondon
RiskMathics Risk Management ConferenceMexico
RiskMinds InternationalAmsterdam
RiskMinds InternationalLondon
Simmons and Simmons EventLondon
Standards Board for Alternative Investments (SBAI)London
StarCompliance Annual Fall ForumLondon
Sydney Gaming ConferenceAustralia
TDSI Prime Brokerage COO ConferenceToronto
The Middle East & Africa Compliance Association (MEACA)Dubai
The Summit for Asset Management (TSAM)London
The Summit for Asset Management (TSAM)Toronto
Torys Leadership Speaker SeriesToronto
TTEC Conduct Risk SeminarLondon
UBS - Prime Brokerage Hedge Fund ConferenceHong Kong
UBS - Prime Brokerage Hedge Fund ConferenceLondon
Veritas Day 2018Toronto
Wharton Club of Hong KongHong Kong
xLoD Global Virtual ConferenceLondon