Corporate Clients
Book Tom
Corporate Clients
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250+ hedge fund, private equity, asset management company presentations completed to date (and growing) via compliance training sessions or company offsites.
- Development session for the supervision and regulatory staff of a Federal Reserve regional bank.
- Presentations to Asian and European regulators with a focus on risk culture.
- Guest lecturer at numerous top-ranked universities, business and law schools.
- Compliance training with C-Suite involvement for 600+ front and middle office employees at one of the world’s largest global macro hedge funds.
- Keynote at the legal department onsite for one of the world’s largest asset management firms.
- Keynote at the legal and compliance offsite for one of the world’s largest private equity firms.
- Keynote at the compliance department offsite for one of the “Big Four” banks of the United States.
- Conduct risk training as part of a Swiss investment bank’s Global Partnership Summit, a series of talks across major offices (London, New York, Hong Kong).
- Presentations as part of a Spanish investment bank’s Conduct Week, a series of talks across business groups.
- Conduct training for a French investment bank’s NYC office annual new hire class.
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Leadership and compliance training for a top sovereign wealth fund in the United Arab Emirates.
- Keynote at the compliance department onsite for one of the U.S.’s largest life insurance companies.
- Ethics training for the global associate class of a 200-year-old white-shoe U.S. law firm.
United States
100 Women in Finance | NYC |
100 Women in Finance | San Francisco, CA |
1LoD Summit | NYC |
1LoD Financial Crime Summit | NYC |
ACA Group (formerly Adviser Compliance Associates) - Fall Compliance Conference | Philadelphia, PA |
Academy for Institutional Investors | Asheville, NC |
Alternative Investment Management Association (AIMA) | NYC |
Associate Chartered Accountant (ACA) - Fall Compliance Conference | San Diego, CA |
Association of Certified Fraud Examiners (ACFE) - Maryland Fraud Conference | Baltimore, MD |
Association of Certified Fraud Examiners (ACFE) - National Conference | Nashville, TN |
Baruch College - Zicklin School of Business | NYC |
Bay Area CCO Committee | San Francisco, CA |
CalCPA Ethics Conference | Sacramento, CA |
CCO Forum | Boston, MA |
Chartered Financial Analyst (CFA) Society - Conference | Stamford, CT |
Chartered Financial Analyst (CFA) Society - Conference | Indianapolis, IN |
Chartered Financial Analyst (CFA) Society - Conference | Louisville, KY |
Christian Brothers Academy | Middletown, New Jersey |
Citco Client Event | NYC |
College of the Holy Cross | Worcester, MA |
Investment Bank (Global) - Client Event | NYC |
Columbia University | NYC |
Columbia University - Business School | NYC |
Columbia University - Law School | NYC |
ComplySci/CCG Event | NYC |
Deutsche Bank Hedge Fund Executive Summit | Greensboro, GA |
Deloitte University | Dallas, TX |
DFS FundSuiteArc User Conference | Boston, MA |
Drexel University - LeBow College of Business -- Fraud Case Competition | Philadelphia, PA |
Duff & Phelps' Combating Financial Fraud Event | NYC |
Dynamo Software University | Boston, MA |
Emory University - Goizueta Business School | Atlanta, GA |
EY Alternative Funds Symposium | Charlotte, NC |
EY Alternative Funds Symposium | Dallas, TX |
EY Alternative Funds Symposium | Los Angeles, CA |
EY Alternative Funds Symposium | Minneapolis, MN |
EY Alternative Funds Symposium | San Francisco, CA |
EY Hedge Fund Symposium | Boston, MA |
EY Hedge Fund Symposium | Chicago, IL |
EVC Client Event | NYC |
Fairfield University | Fairfield, CT |
Federal Bureau of Investigation (FBI) - federal government of the United States | NYC |
Financial Planning Association (FPA) - East Bay Chapter | San Francisco, CA |
Finovate | NYC |
FISD | NYC |
Fordham University | Bronx, NY |
Fordham University - Gabelli School of Business | NYC |
Fordham University - Law School | NYC |
Fraud Retreat | Denver, CO |
Fundamental Edge | NYC |
Gerson Lehrman Group (GLG) | NYC |
Global Alternative Investment Management (GAIM) - Ops West Conference | Palm Springs, CA |
Goldman Sachs - Prime Services Event | Los Angeles, CA |
Goldman Sachs - Prime Services Event | Boston, MA |
Goldman Sachs - Prime Services Event | Chicago, IL |
Harness All Possibilities Event | NYC |
Harvard University - Business School | Cambridge, MA |
Harvard University - Law School | Cambridge, MA |
Hedge Fund GC and CCO Summit | NYC |
HFM Billion Dollar Club Summit | Montauk, NY |
HFSB Institutional Investor Roundtable | Washington, DC |
IBA Funds Conference | NYC |
ICI Mutual Funds and IM Conference | San Antonio, TX |
InfraGard Financial Services Summit | NYC |
Institute for Private Investors (IPI) Conference | NYC |
Institute of Internal Auditors (IIA) | Atlanta, GA |
Institute of Internal Auditors (IIA) | Boston, MA |
Institute of Internal Auditors (IIA) | Charlotte, NC |
Institute of Internal Auditors (IIA) | Dallas, TX |
Institute of Internal Auditors (IIA) | Monroe, NJ |
Institute of Internal Auditors (IIA) | Philadelphia, PA |
Institute of Internal Auditors (IIA) | Pittsburgh, PA |
Institute of Internal Auditors (IIA) | St Louis, MO |
Investment Bank (Global) - Legal & Regulatory Seminar | NYC |
Investment Bank (Global) - Prime Services Event | NYC |
Investment Bank (Global) - Prime Services Event | San Francisco, CA |
InvestOps USA | Orlando, FL |
Jefferies ODD Event | NYC |
KKWC Client Event | NYC |
Latham & Watkins Private Equity GC & CCO Retreat | Miami, FL |
Legatus (Catholic Business Leaders) | NYC |
Massachusetts Institute of Technology (MIT) | Cambridge, MA |
Mazars USA Financial Services Symposium | NYC |
Mercy University (previously Mercy College) | Dobbs Ferry, NY |
Morgan Lewis Event | Boston, MA |
National Society of Compliance Professionals (NSCP) Conference | NYC |
Needham Event | Boston, MA |
New York Chapter of the Association of Certified Fraud Examiners (NYCFE) - Chapter Conference | NYC |
New York Chapter of the Association of Certified Fraud Examiners (NYCFE) - Fall Conference | NYC |
New York University (NYU) - School of Law | NYC |
New York University (NYU) - Stern School of Business | NYC |
NICE Actimize Compass Executive Event | NYC |
NICE Actimize ENGAGE Client Forum | NYC |
Northwestern University - Kellogg School of Management | Evanston, IL |
OpRisk North America | NYC |
Private Investment Fund DD Summit | NYC |
Protiviti's FCPA and Anti-Kleptocracy Conference | NYC |
Pryor Cashman Client Event | NYC |
RiskHedge USA | NYC |
RiskMinds Americas | NYC |
Rockland County Bar Association | Rockland, NY |
Roxbury Latin School | Roxbury, MA |
Securities Experts Roundtable (SER) | Washington, DC |
Shadmoor Event | Stamford, CT |
Shore Fraud Conference | Salisbury, MD |
Silver Regulatory Associates | NYC |
Society of Finance and Investment Professionals | Atlanta, GA |
Southeastern Hedge Fund Association | Atlanta, GA |
SPEAK Event | Long Island, NY |
Stanford University - Law School | Palo Alto, CA |
The Summit for Asset Management (TSAM) | Boston, MA |
SuperReturn Conference | Chicago, IL |
UBS - Premier Hedge Fund Client Conference | Scottsdale, AZ |
University of California, Berkeley - Haas School of Business | Berkeley, CA |
University of Chicago - Law School | Chicago, IL |
University of Missouri - Trulaske College of Business | Columbia, MO |
University of Texas (Austin) - McCombs School of Business | Austin, TX |
United States Attorney's Office | Newark, NJ |
Villanova University - Law School | Philadelphia, PA |
Virginia Tech - Pamplin College of Business | Blacksburg, Virginia |
Waters USA Conference | NYC |
The Wharton School at The University of Pennsylvania | Philadelphia, PA |
White Collar Crime Institute | NYC |
Yale University - Law School | New Haven, CT |
International
100 Women in Finance | Dubai |
100 Women in Finance | Hong Kong |
100 Women in Finance | London |
1LoD Summit | Hong Kong |
1LoD Summit | London |
ACA Group (formerly Adviser Compliance Associates) - Compliance Event | London |
Alternative Investment Management Association (AIMA) | Hong Kong |
Alternative Investment Management Association (AIMA) | Singapore |
Ankura | London |
Black Swan Group - EMEA Event | London |
Black Swan Group - Governance Risk & Compliance (GRC) Event | Australia |
Black Swan Group - Governance Risk & Compliance (GRC) Event | Dubai |
Black Swan Group - Governance Risk & Compliance (GRC) Event | Hong Kong |
Black Swan Group - Governance Risk & Compliance (GRC) Event | Singapore |
Black Swan Group Oceania Event | Australia |
Bovill Client Event | London |
Chartered Accountants (CA) - Conference | Ireland |
Chartered Alternative Investment Analyst Association (CAIA) | Hong Kong |
Chartered Alternative Investment Analyst Association (CAIA) | Singapore |
Chartered Financial Analyst (CFA) Society - Conference | Dubai |
Chartered Professional Accountants (CPA) - Ontario Ethics Summit | Toronto |
Chartered Professional Accountants (CPA) - Ontario Infinite Summit | Toronto |
Clifford Chance - Conference | London |
ComplianceAsia | Hong Kong |
Conduct Risk Conference | South Africa |
D3 Conference | Bahamas |
Deacons Client Event | Hong Kong |
Deloitte Financial Crime Event | Hong Kong |
Deloitte Financial Crime Event | Singapore |
Explora Journeys (Luxury Cruise) - Featured Speaker | Caribbean Sea |
FIMA Conference | London |
Global Alternative Investment Management (GAIM) - Ops Cayman | Cayman Islands |
Global Alternative Investment Management (GAIM) - Ops Dublin | Ireland |
Global Legal Association - Litigation Conference | Dubai |
HFM Conference | Hong Kong |
IB Asian Hedge Fund Leaders Conference | Hong Kong |
IB Prime Brokerage Hedge Fund Conference | Hong Kong |
Integrated Financial Group (IFG) | Toronto |
Intellectual Property Institute of Canada (IPIC) - Interview and Presentation | Canada |
International Compliance Association (ICA) - BIG Compliance Festival | London |
International Compliance Association (ICA) - Live Conference: Africa | South Africa |
International Institute of Communications (IIC) of Canada Conference | Toronto |
International Seminar on Insider Trading & Market Manipulation | Québec City |
Investment Management Association of Singapore (IMAS) | Singapore |
Judd Advisory | London |
KMR Client Event | London |
Morgan McKinley Event | London |
NorthWind Institute's Capital Markets Forum | Toronto |
Optima Partners Event | London |
QuanCon | London |
Reed Smith Event | London |
Risk & Regulation Forum | London |
RiskMathics Risk Management Conference | Mexico |
RiskMinds International | Amsterdam |
RiskMinds International | London |
Simmons and Simmons Event | London |
Standards Board for Alternative Investments (SBAI) | London |
StarCompliance Annual Fall Forum | London |
Sydney Gaming Conference | Australia |
TDSI Prime Brokerage COO Conference | Toronto |
The Middle East & Africa Compliance Association (MEACA) | Dubai |
The Summit for Asset Management (TSAM) | London |
The Summit for Asset Management (TSAM) | Toronto |
Torys Leadership Speaker Series | Toronto |
TTEC Conduct Risk Seminar | London |
UBS - Prime Brokerage Hedge Fund Conference | Hong Kong |
UBS - Prime Brokerage Hedge Fund Conference | London |
Veritas Day 2018 | Toronto |
Wharton Club of Hong Kong | Hong Kong |
xLoD Global Virtual Conference | London |